Securities Regional-State Resources

Latest addition on our Securities - State Resources:

• Stock Broker Charged With Defrauding Elderly Client
  U.S. Department of Justice, Aug 17, 2007
  A Wellesley stock broker was charged in federal court with defrauding one of his elderly clients of over $400,000.
  
  
• California Securities Broker Charged With Securities And Wire Fraud
  usdoj.gov, Sep 16, 2005
  California Securities Broker Charged With Securities And Wire Fraud For Collusive Bidding On Municipal Bond Restructuring
  
  
• Settlement With Edward D. Jones Co. L.P
  mo.gov, Aug 24, 2005
  The Missouri Commissioner of Securities,David B. Cosgrove approved a consent order Friday with Edward D. Jones Co. L.P resolving allegations
  
  
• Bernard Ebbers Wept Openly At The
  yahoo.com, Jul 25, 2005
  Bernard Ebbers Wept Openly At The Front Of A Manhattan Courtroom After Judge Sentenced Him To A 25-Year Prison
  
  

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